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"Freedom, Coercion, Authority," by R. N. Bellah, Academe,
Bulletin of the American Association of University Professors (AAUP),
January-February 1999, pp. 16-21.
Summarized by J. T. P. Yao, 5/18/00
"Many discussions of higher education today attempt to balance
'freedom and responsibility.'
The autonomy we desire must
be balanced by something we give in return, by responsibility toward
our students, our communities, the public that finances our work,
and the nation and world of which we are citizens.
But in
this article I want to discuss a term much more troubling than responsibility,
to argue that freedom must be balanced not only by responsibility,
but also by authority."
"It is not only the state, however, that can coerce, but the
market as well. When the market is not moderated by responsible
government and other nonmarket mechanisms throughout society, then
the market can become very coercive indeed, even totalitarian. That,
I think, is what is happening to our society generally, especially
higher education.
Authority, as I use the term, refers to
a normative order, even to what has been called a 'higher law,'
which provides conceptions of a good society and a good person,
and sets limits on what kind of behavior is acceptable.
"
"Higher education has been a road to upward economic mobility
from the beginning in America, and its expansion in the twentieth
century, particularly after World War II, has enabled millions of
young people from working-class backgrounds, often the first in
their families to go to college, to enter middle-class occupations
and better their standing in society.
We have come of late
in America to identify freedom with the free market.
When
money takes over politics, only a façade of democracy is left. When
money takes over the professions, decisions are made on the basis
of the bottom line, not professional authority. This issue is becoming
acute in medicine as the dominance of for-profit HMOs grows. And
in higher education as well, the bottom line is beginning to dominate
decisions."
"Another negative consequence of the tyranny of the bottom
line is the tendency to encourage, or at least not discourage, relationships
between research laboratories, particularly in the natural sciences,
and business. Such relationships blur the line between non-profit
and profit-making concerns.
If we are simply supplying a
market product, why shouldn't the consumer be sovereign?
While I am certainly not unsympathetic with concern for improved
teaching, I worry that in stressing the responsibility of the teacher
we forget the responsibility of the student.
I oppose the
whole notion of outcome assessment, not only in the university but
even in kindergarten, because it denies the essentially creative
and unpredictable nature of the learning experience.
What
we teach are ways of thinking, even ways of feeling, and what the
students learn often surprises us as much as it does them, which
is as it should be. If you want information, go to an encyclopedia
or to the World Wide Web, not to college. College is supposed to
teach you what to do with information, how to think with and about
it, and there are no algorithms for doing that."
"The task becomes difficult indeed when the university is
equated with a shopping mall, something that fundamentally undermines
the teacher-student relationship. Students who come to school with
a consumer mentality have difficulty accepting, even provisionally,
instructional authority or the authority of their professors. They
are, I would argue, coerced by their preexisting desires, and unable
to take advantage of the freedom that openness to the intrinsic
values of the institution would make possible.
This consumer
attitude that the university is a place to meet preestablished needs
tempts some to say that we need to emphasize learning rather than
teaching.
I would argue, however, that only through the genuine
interaction of teacher and student can the deepest kind of learning
occur; conveying professional knowledge in a context of ethical
responsibility requires such interaction. Only a teacher who can
model that kind of knowledge in his or her own life and teaching
can really transmit it to students; that can happen even in a large
lecture course, but not, I believe, through a computer screen."
"Academic leaders - presidents, chancellors, and deans - can
make a significant contribution to public understanding or our purpose
and value, one that goes well beyond economics, and they can do
better in this regard than many of them have been doing lately.
Few professors, however, see themselves as representatives
of the academy as a whole, or even the institutions at which they
teach.
"
"
Technical expertise can receive a justification of
sorts when it has a practical payoff. But I can envision a university
of the future in which every field that lacks practical payoff will
have been jettisoned.
I think that we are already most of
the way there.
"
"
Does our future promise a real education for the few
and a little frosting on the utilitarian cake for the many? I am
afraid that if we do not mount a better defense of our own intrinsic
purposes than we have for quite a while, even a good education for
the few may not survive for long.
I am reasonably confident
that finding the courage to do that will enhance our self-respect
and strengthen our capacity to fulfill our calling."
[Readers who are interested in this article are encouraged to read
the original paper in its entirety. Other summary notes on faculty
reward systems are available on the Internet at http://lohman.tamu.edu
under the heading "Summaries of Papers ..."]
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